You are viewing a preview of this job. Log in or register to view more details about this job.

About the DFPI

The Department of Financial Protection and Innovation (DFPI) is California’s financial regulator, working to protect consumers by examining and licensing financial activities and taking action against unfair, deceptive, or abusive practices. We oversee state-chartered banks, credit unions, student loan servicers, and more. The DFPI has office locations in Los Angeles, Sacramento, San Diego, and San Francisco. The DFPI offers benefit packages, competitive salary, a robust training program and opportunities for advancement.

Position Details

Job Code #:

JC-483351

Position #(s):
410-121-5157-001

Working Title:

Staff Services Analyst

Classification:

STAFF SERVICES ANALYST

$3,749.00 - $4,698.00 A

$4,059.00 - $5,081.00 B

$4,868.00 - $6,093.00 C

New to State candidates will be hired into the minimum salary of the classification or minimum of alternate range when applicable.

# of Positions:

1

Work Location:

Sacramento

Telework:

Hybrid

Job Type:

Permanent, Full Time

Job Description and Duties

The Department of Financial Protection and Innovation is recruiting for one, Permanent, Full-time Staff Services Analyst position within the General Counsel Division, Broker Dealer / Investment Adviser Regulations Office. This position is to be located in the Sacramento offices. This recruitment may be used to fill subsequent vacancies of these positions within the next 180 days.

Under general supervision of the Financial Institutions Manager (FIM), the Staff Services Analyst independently performs various analytical business services functions, including but not limited to: analyzing termination requests made by BDIA licensees; processes incoming SEC notice filings; analyzes data in various queues on the CRD/IARD system; creates and maintains statistical spreadsheets on licensing workload for budgetary and managerial projects and month-end reconciliation; monitors the FINRA imports for new application filings, prepares all program files; prepares correspondence to BDIA applicants and licensees; responsible for the processing of public records requests (PRAs); analyzes financial reports; responding to regular inquiries from the public and monitors NICE phone system, facilitates the annual renewal and annual updating amendment programs; sorts and distributes incoming mail; maintains IAAPP email inbox; and maintains file room.

Final Filing Date: 7/15/2025

Examination Information

Applicants will need to take and pass the online Staff Services Analyst exam/assessment to be eligible to apply for Staff Services Analyst positions. Please visit: https://calcareers.ca.gov/CalHrPublic/Exams/ExamBulletin.aspx?ExamControlId=2105

Minimum Qualifications

Equivalent to completion of the 12th grade; AND

Four years of experience performing analytical, technical, clerical, and/or customer service duties. Academic education from an accredited college/university may be substituted for the required experience on a year-for-year basis.

Consider a rewarding and challenging career with the DFPI!

DFPI Website: www.dfpi.ca.gov