Senior Regulatory Examiner (Senior Financial Institutions Examiner)

About the DFPI

The Department of Financial Protection and Innovation (DFPI) protects consumers and oversees financial service providers and products. The DFPI supervises the operations of state-licensed financial institutions, including banks, credit unions and money transmitters. Additionally, the DFPI licenses and regulates a variety of financial service providers, including securities brokers and dealers, investment advisers, payday lenders and other consumer finance lenders. The DFPI offers benefit packages, competitive salary, a robust training program and opportunities for advancement. 

Position Details

Job Code #:

JC-479780

Position #(s):

410-106-4102-006

Working Title:

Senior Regulatory Examiner

Classification:

SENIOR FINANCIAL INSTITUTIONS EXAMINER

$8,568.00 - $11,260.00

# of Positions:

1

Work Location:

San Francisco

Telework:

Hybrid

Job Type:

Permanent, Full Time

Job Description And Duties

The Department of Financial Protection and Innovation is recruiting for one, Permanent, Full-time Senior Financial Institutions Examiner position(s) within the Digital Financial Asset Law unit of Financial Protection's Division of Consumer Financial Protection. This position will be located in the Los Angeles office. This recruitment may be used to fill subsequent vacancies of these positions within the next 180 days.

Under the general direction of the Financial Institutions Manager (FIM), Digital Financial Assets Law (DFAL) the Senior Financial Institutions Examiner (SFIE) plans, coordinates, and assists in the review and development and maintenance of the licensing function and the regulatory examination policies and procedures for DFAL. 

You will find additional information about the job in the Duty Statement.

Final Filing Date: 6/13/2025

Examination Information

Applicants will need to take and pass the online Senior Financial Institutional Examiner exam/assessment to be eligible to apply for Senior Financial Institutional Examiner positions. Please visit: https://calcareers.ca.gov/CalHrPublic/Exams/ExamBulletin.aspx?ExamControlId=1607

Minimum Qualifications

Experience: One year of experience in California state service performing the duties of a class at a level of responsibility equivalent to that of a Financial Institutions Examiner, Range C. Or

Experience: Four years of increasingly responsible experience in professional auditing or examination of financial institutions, business firms, or services. (Experience in California state service applied toward this requirement must include two years performing the duties of a class at a level of responsibility equivalent to that of a Financial Institutions Examiner, Range C.) and

Education: Equivalent to graduation from college with a specialization in accounting, business administration, economics, finance, or a related business/management specialization.

Consider a rewarding and challenging career with the DFPI!

DFPI Website: www.dfpi.ca.gov